Investment Industry Regulatory Organization of Canada - PDFSEARCH.IO - Document Search Engine

Investment Industry Regulatory Organization of Canada
Results: 695

#	Item
261	Rules Notice Technical UMIR Contact: Kevin McCoy Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-08-13 12:06:04 Email Business Technology Economy of Canada Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada
262	Rule Notice Technical Please distribute internally to: Operations Regulatory Accounting Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-08-01 13:36:03 Finance Financial regulation Investment Industry Regulatory Organization of Canada Securities Due diligence Financial economics Franchising Law Contract law Business
263	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Warren Funt Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-08-21 16:51:05 Financial economics Financial system Business Securities Financial regulation Investment Industry Regulatory Organization of Canada
264	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-08-06 15:46:07 Investment Industry Regulatory Organization of Canada Business Self-regulatory organizations Securities Financial regulation
265	Guidance Respecting the Expansion of Single-Stock Circuit Breakers Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-25 10:21:05 Internet privacy Financial regulation Aviation Oneworld Universal Market Integrity Rules Secure communication Investment Industry Regulatory Organization of Canada Mail Computing Email Internet Electronic documents
266	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-28 11:31:05 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
267	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Warren Funt Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-09-18 15:01:04 Financial economics Financial system Business Securities Financial regulation Investment Industry Regulatory Organization of Canada
268	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Media Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-08-01 10:31:05 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
269	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Warren Funt Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-24 11:06:06 Financial regulation Investment Industry Regulatory Organization of Canada Securities Business Financial economics Due diligence Law Finance Self-regulatory organizations
270	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Warren Funt Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-08-20 14:46:05 Investment Industry Regulatory Organization of Canada Financial economics Financial system Business Self-regulatory organizations Securities Financial regulation

UPDATE